This document maps DBIS security requirements to NIST SP 800-53 (Security and Privacy Controls for Information Systems and Organizations) controls, ensuring comprehensive security coverage aligned with federal standards.
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## PART I: CONTROL FAMILIES
### Section 1.1: Access Control (AC)
**AC-1: Access Control Policy and Procedures**
- Policy: DBIS Access Control Policy
- Procedures: Access Control Procedures Manual
- Review: Annual review required
**AC-2: Account Management**
- Account creation procedures
- Account modification procedures
- Account removal procedures
- Account review procedures
**AC-3: Access Enforcement**
- Role-based access control (RBAC)
- Attribute-based access control (ABAC)
- Access control lists (ACLs)
- Enforcement mechanisms
**AC-4: Information Flow Enforcement**
- Flow control policies
- Flow enforcement mechanisms
- Flow monitoring
- Flow logging
**AC-5: Separation of Duties**
- Duty separation requirements
- Implementation procedures
- Verification procedures
- Compliance monitoring
---
### Section 1.2: Awareness and Training (AT)
**AT-1: Awareness and Training Policy**
- Training policy
- Training procedures
- Training requirements
- Training documentation
**AT-2: Security Awareness Training**
- Initial training
- Annual training
- Role-specific training
- Training content
**AT-3: Role-Based Security Training**
- Role-specific training
- Training frequency
- Training content
- Training verification
---
### Section 1.3: Audit and Accountability (AU)
**AU-1: Audit and Accountability Policy**
- Audit policy
- Audit procedures
- Audit requirements
- Audit documentation
**AU-2: Audit Events**
- Event types
- Event selection
- Event logging
- Event storage
**AU-3: Content of Audit Records**
- Record content
- Record format
- Record retention
- Record protection
**AU-4: Audit Storage Capacity**
- Storage capacity planning
- Storage management
- Storage monitoring
- Storage alerts
**AU-5: Response to Audit Processing Failures**
- Failure detection
- Failure response
- Failure notification
- Failure recovery
---
### Section 1.4: Security Assessment and Authorization (CA)
**CA-1: Security Assessment and Authorization Policy**
- Assessment policy
- Authorization policy
- Procedures
- Documentation
**CA-2: Security Assessments**
- Assessment frequency
- Assessment scope
- Assessment methods
- Assessment documentation
**CA-3: System Interconnections**
- Interconnection agreements
- Interconnection security
- Interconnection monitoring
- Interconnection management
**CA-4: Security Certification**
- Certification process
- Certification documentation
- Certification review
- Certification maintenance
**CA-5: Plan of Action and Milestones**
- POA&M process
- POA&M tracking
- POA&M reporting
- POA&M closure
---
### Section 1.5: Configuration Management (CM)
**CM-1: Configuration Management Policy**
- CM policy
- CM procedures
- CM requirements
- CM documentation
**CM-2: Baseline Configuration**
- Baseline definition
- Baseline maintenance
- Baseline documentation
- Baseline control
**CM-3: Configuration Change Control**
- Change control process
- Change approval
- Change implementation
- Change verification
**CM-4: Security Impact Analysis**
- Impact analysis process
- Impact assessment
- Impact documentation
- Impact mitigation
**CM-5: Access Restrictions for Change**
- Access restrictions
- Change authorization
- Change tracking
- Change verification
---
### Section 1.6: Contingency Planning (CP)
**CP-1: Contingency Planning Policy**
- CP policy
- CP procedures
- CP requirements
- CP documentation
**CP-2: Contingency Plan**
- Plan development
- Plan content
- Plan maintenance
- Plan testing
**CP-3: Contingency Training**
- Training requirements
- Training content
- Training frequency
- Training documentation
**CP-4: Contingency Plan Testing**
- Testing requirements
- Testing frequency
- Testing procedures
- Testing documentation
**CP-5: Contingency Plan Update**
- Update triggers
- Update process
- Update documentation
- Update approval
---
### Section 1.7: Identification and Authentication (IA)
**IA-1: Identification and Authentication Policy**
- IA policy
- IA procedures
- IA requirements
- IA documentation
**IA-2: Identification and Authentication (Organizational Users)**
- User identification
- User authentication
- Authentication methods
- Authentication strength
**IA-3: Device Identification and Authentication**
- Device identification
- Device authentication
- Device management
- Device monitoring
**IA-4: Identifier Management**
- Identifier assignment
- Identifier management
- Identifier revocation
- Identifier reuse
**IA-5: Authenticator Management**
- Authenticator selection
- Authenticator strength
- Authenticator management
- Authenticator protection
---
### Section 1.8: Incident Response (IR)
**IR-1: Incident Response Policy**
- IR policy
- IR procedures
- IR requirements
- IR documentation
**IR-2: Incident Response Training**
- Training requirements
- Training content
- Training frequency
- Training documentation
**IR-3: Incident Response Testing**
- Testing requirements
- Testing frequency
- Testing procedures
- Testing documentation
**IR-4: Incident Handling**
- Handling procedures
- Handling team
- Handling tools
- Handling documentation
**IR-5: Incident Monitoring**
- Monitoring procedures
- Monitoring tools
- Monitoring alerts
- Monitoring reporting
---
### Section 1.9: Maintenance (MA)
**MA-1: System Maintenance Policy**
- Maintenance policy
- Maintenance procedures
- Maintenance requirements
- Maintenance documentation
**MA-2: Controlled Maintenance**
- Maintenance procedures
- Maintenance authorization
- Maintenance documentation
- Maintenance verification
**MA-3: Maintenance Tools**
- Tool management
- Tool security
- Tool monitoring
- Tool documentation
**MA-4: Non-Local Maintenance**
- Remote maintenance procedures
- Remote maintenance security
- Remote maintenance monitoring
- Remote maintenance documentation
---
### Section 1.10: Media Protection (MP)
**MP-1: Media Protection Policy**
- MP policy
- MP procedures
- MP requirements
- MP documentation
**MP-2: Media Access**
- Access controls
- Access authorization
- Access logging
- Access monitoring
**MP-3: Media Marking**
- Marking requirements
- Marking procedures
- Marking verification
- Marking documentation
**MP-4: Media Storage**
- Storage requirements
- Storage security
- Storage monitoring
- Storage documentation
**MP-5: Media Transport**
- Transport procedures
- Transport security
- Transport documentation
- Transport tracking
---
### Section 1.11: Physical and Environmental Protection (PE)
**PE-1: Physical and Environmental Protection Policy**
- PE policy
- PE procedures
- PE requirements
- PE documentation
**PE-2: Physical Access Authorizations**
- Authorization procedures
- Authorization management
- Authorization review
- Authorization documentation
**PE-3: Physical Access Control**
- Access control systems
- Access control procedures
- Access control monitoring
- Access control documentation
**PE-4: Access Control for Transmission Medium**
- Medium protection
- Medium access control
- Medium monitoring
- Medium documentation
**PE-5: Access Control for Output Devices**
- Device protection
- Device access control
- Device monitoring
- Device documentation
---
### Section 1.12: Planning (PL)
**PL-1: Security Planning Policy**
- Planning policy
- Planning procedures
- Planning requirements
- Planning documentation
**PL-2: System Security Plan**
- Plan development
- Plan content
- Plan maintenance
- Plan approval
**PL-3: System Security Plan Update**
- Update triggers
- Update process
- Update documentation
- Update approval
**PL-4: Rules of Behavior**
- Rules development
- Rules content
- Rules enforcement
- Rules documentation
---
### Section 1.13: Program Management (PM)
**PM-1: Information Security Program Plan**
- Program plan
- Program objectives
- Program resources
- Program management
**PM-2: Senior Information Security Officer**
- Officer designation
- Officer responsibilities
- Officer authority
- Officer reporting
**PM-3: Information Security Resources**
- Resource planning
- Resource allocation
- Resource management
- Resource reporting
**PM-4: Plan of Action and Milestones Process**
- POA&M process
- POA&M management
- POA&M tracking
- POA&M reporting
---
### Section 1.14: Personnel Security (PS)
**PS-1: Personnel Security Policy**
- PS policy
- PS procedures
- PS requirements
- PS documentation
**PS-2: Position Risk Designation**
- Risk designation process
- Risk designation criteria
- Risk designation review
- Risk designation documentation
**PS-3: Personnel Screening**
- Screening procedures
- Screening requirements
- Screening documentation
- Screening verification
**PS-4: Personnel Termination**
- Termination procedures
- Termination security
- Termination documentation
- Termination verification
---
### Section 1.15: Risk Assessment (RA)
**RA-1: Risk Assessment Policy**
- RA policy
- RA procedures
- RA requirements
- RA documentation
**RA-2: Security Categorization**
- Categorization process
- Categorization criteria
- Categorization documentation
- Categorization review
**RA-3: Risk Assessment**
- Assessment process
- Assessment methods
- Assessment documentation
- Assessment review
**RA-4: Risk Assessment Update**
- Update triggers
- Update process
- Update documentation
- Update approval
---
### Section 1.16: System and Services Acquisition (SA)
**SA-1: System and Services Acquisition Policy**
- SA policy
- SA procedures
- SA requirements
- SA documentation
**SA-2: Allocation of Resources**
- Resource allocation
- Resource planning
- Resource management
- Resource reporting
**SA-3: System Development Life Cycle**
- SDLC process
- SDLC phases
- SDLC documentation
- SDLC management
**SA-4: Acquisition Process**
- Acquisition procedures
- Acquisition requirements
- Acquisition documentation
- Acquisition management
---
### Section 1.17: System and Communications Protection (SC)
**SC-1: System and Communications Protection Policy**
- SC policy
- SC procedures
- SC requirements
- SC documentation
**SC-2: Application Partitioning**
- Partitioning requirements
- Partitioning implementation
- Partitioning verification
- Partitioning documentation
**SC-3: Security Function Isolation**
- Isolation requirements
- Isolation implementation
- Isolation verification
- Isolation documentation
**SC-4: Information in Shared Resources**
- Resource sharing controls
- Resource sharing security
- Resource sharing monitoring
- Resource sharing documentation
**SC-5: Denial of Service Protection**
- DoS protection mechanisms
- DoS protection configuration
- DoS protection monitoring
- DoS protection documentation
**SC-7: Boundary Protection**
- Boundary definition
- Boundary controls
- Boundary monitoring
- Boundary documentation
**SC-8: Transmission Confidentiality and Integrity**
- Transmission security
- Transmission encryption
- Transmission integrity
- Transmission documentation
**SC-12: Cryptographic Key Establishment and Management**
- Key management procedures
- Key management security
- Key management documentation
- Key management compliance
**SC-13: Cryptographic Protection**
- Cryptographic requirements
- Cryptographic implementation
- Cryptographic verification
- Cryptographic documentation
---
### Section 1.18: System and Information Integrity (SI)
**SI-1: System and Information Integrity Policy**
- SI policy
- SI procedures
- SI requirements
- SI documentation
**SI-2: Flaw Remediation**
- Flaw identification
- Flaw remediation
- Flaw verification
- Flaw documentation
**SI-3: Malicious Code Protection**
- Protection mechanisms
- Protection configuration
- Protection monitoring
- Protection documentation
**SI-4: System Monitoring**
- Monitoring requirements
- Monitoring tools
- Monitoring procedures
- Monitoring documentation
**SI-5: Security Alerts, Advisories, and Directives**
- Alert procedures
- Alert distribution
- Alert response
- Alert documentation
**SI-6: Security Function Verification**
- Verification requirements
- Verification procedures
- Verification documentation
- Verification reporting
**SI-7: Software, Firmware, and Information Integrity**
- Integrity requirements
- Integrity verification
- Integrity protection
- Integrity documentation
---
## PART II: CONTROL IMPLEMENTATION
### Section 2.1: Control Selection
**Selection Criteria:**
- System categorization
- Risk assessment
- Threat analysis
- Compliance requirements
**Selection Process:**
- Control identification
- Control evaluation
- Control selection
- Control documentation
---
### Section 2.2: Control Implementation
**Implementation Process:**
- Implementation planning
- Implementation execution
- Implementation verification
- Implementation documentation
**Implementation Standards:**
- NIST SP 800-53 controls
- DBIS-specific controls
- Industry best practices
- Regulatory requirements
---
### Section 2.3: Control Assessment
**Assessment Process:**
- Assessment planning
- Assessment execution
- Assessment documentation
- Assessment reporting
**Assessment Methods:**
- Testing
- Inspection
- Interview
- Observation
---
## PART III: CONTINUOUS MONITORING
### Section 3.1: Monitoring Framework
**Monitoring Requirements:**
- Continuous monitoring
- Automated monitoring
- Manual monitoring
- Periodic assessments
**Monitoring Tools:**
- Security information and event management (SIEM)
