14 KiB
DBIS NIST 800-53 SECURITY CONTROLS
Comprehensive Security Control Framework
Document Number: DBIS-DOC-SEC-002
Version: 1.0
Date: [YYYY-MM-DD]
Classification: CONFIDENTIAL
Authority: DBIS Security Department
Approved By: [Signature Block]
PREAMBLE
This document maps DBIS security requirements to NIST SP 800-53 (Security and Privacy Controls for Information Systems and Organizations) controls, ensuring comprehensive security coverage aligned with federal standards.
PART I: CONTROL FAMILIES
Section 1.1: Access Control (AC)
AC-1: Access Control Policy and Procedures
- Policy: DBIS Access Control Policy
- Procedures: Access Control Procedures Manual
- Review: Annual review required
AC-2: Account Management
- Account creation procedures
- Account modification procedures
- Account removal procedures
- Account review procedures
AC-3: Access Enforcement
- Role-based access control (RBAC)
- Attribute-based access control (ABAC)
- Access control lists (ACLs)
- Enforcement mechanisms
AC-4: Information Flow Enforcement
- Flow control policies
- Flow enforcement mechanisms
- Flow monitoring
- Flow logging
AC-5: Separation of Duties
- Duty separation requirements
- Implementation procedures
- Verification procedures
- Compliance monitoring
Section 1.2: Awareness and Training (AT)
AT-1: Awareness and Training Policy
- Training policy
- Training procedures
- Training requirements
- Training documentation
AT-2: Security Awareness Training
- Initial training
- Annual training
- Role-specific training
- Training content
AT-3: Role-Based Security Training
- Role-specific training
- Training frequency
- Training content
- Training verification
Section 1.3: Audit and Accountability (AU)
AU-1: Audit and Accountability Policy
- Audit policy
- Audit procedures
- Audit requirements
- Audit documentation
AU-2: Audit Events
- Event types
- Event selection
- Event logging
- Event storage
AU-3: Content of Audit Records
- Record content
- Record format
- Record retention
- Record protection
AU-4: Audit Storage Capacity
- Storage capacity planning
- Storage management
- Storage monitoring
- Storage alerts
AU-5: Response to Audit Processing Failures
- Failure detection
- Failure response
- Failure notification
- Failure recovery
Section 1.4: Security Assessment and Authorization (CA)
CA-1: Security Assessment and Authorization Policy
- Assessment policy
- Authorization policy
- Procedures
- Documentation
CA-2: Security Assessments
- Assessment frequency
- Assessment scope
- Assessment methods
- Assessment documentation
CA-3: System Interconnections
- Interconnection agreements
- Interconnection security
- Interconnection monitoring
- Interconnection management
CA-4: Security Certification
- Certification process
- Certification documentation
- Certification review
- Certification maintenance
CA-5: Plan of Action and Milestones
- POA&M process
- POA&M tracking
- POA&M reporting
- POA&M closure
Section 1.5: Configuration Management (CM)
CM-1: Configuration Management Policy
- CM policy
- CM procedures
- CM requirements
- CM documentation
CM-2: Baseline Configuration
- Baseline definition
- Baseline maintenance
- Baseline documentation
- Baseline control
CM-3: Configuration Change Control
- Change control process
- Change approval
- Change implementation
- Change verification
CM-4: Security Impact Analysis
- Impact analysis process
- Impact assessment
- Impact documentation
- Impact mitigation
CM-5: Access Restrictions for Change
- Access restrictions
- Change authorization
- Change tracking
- Change verification
Section 1.6: Contingency Planning (CP)
CP-1: Contingency Planning Policy
- CP policy
- CP procedures
- CP requirements
- CP documentation
CP-2: Contingency Plan
- Plan development
- Plan content
- Plan maintenance
- Plan testing
CP-3: Contingency Training
- Training requirements
- Training content
- Training frequency
- Training documentation
CP-4: Contingency Plan Testing
- Testing requirements
- Testing frequency
- Testing procedures
- Testing documentation
CP-5: Contingency Plan Update
- Update triggers
- Update process
- Update documentation
- Update approval
Section 1.7: Identification and Authentication (IA)
IA-1: Identification and Authentication Policy
- IA policy
- IA procedures
- IA requirements
- IA documentation
IA-2: Identification and Authentication (Organizational Users)
- User identification
- User authentication
- Authentication methods
- Authentication strength
IA-3: Device Identification and Authentication
- Device identification
- Device authentication
- Device management
- Device monitoring
IA-4: Identifier Management
- Identifier assignment
- Identifier management
- Identifier revocation
- Identifier reuse
IA-5: Authenticator Management
- Authenticator selection
- Authenticator strength
- Authenticator management
- Authenticator protection
Section 1.8: Incident Response (IR)
IR-1: Incident Response Policy
- IR policy
- IR procedures
- IR requirements
- IR documentation
IR-2: Incident Response Training
- Training requirements
- Training content
- Training frequency
- Training documentation
IR-3: Incident Response Testing
- Testing requirements
- Testing frequency
- Testing procedures
- Testing documentation
IR-4: Incident Handling
- Handling procedures
- Handling team
- Handling tools
- Handling documentation
IR-5: Incident Monitoring
- Monitoring procedures
- Monitoring tools
- Monitoring alerts
- Monitoring reporting
Section 1.9: Maintenance (MA)
MA-1: System Maintenance Policy
- Maintenance policy
- Maintenance procedures
- Maintenance requirements
- Maintenance documentation
MA-2: Controlled Maintenance
- Maintenance procedures
- Maintenance authorization
- Maintenance documentation
- Maintenance verification
MA-3: Maintenance Tools
- Tool management
- Tool security
- Tool monitoring
- Tool documentation
MA-4: Non-Local Maintenance
- Remote maintenance procedures
- Remote maintenance security
- Remote maintenance monitoring
- Remote maintenance documentation
Section 1.10: Media Protection (MP)
MP-1: Media Protection Policy
- MP policy
- MP procedures
- MP requirements
- MP documentation
MP-2: Media Access
- Access controls
- Access authorization
- Access logging
- Access monitoring
MP-3: Media Marking
- Marking requirements
- Marking procedures
- Marking verification
- Marking documentation
MP-4: Media Storage
- Storage requirements
- Storage security
- Storage monitoring
- Storage documentation
MP-5: Media Transport
- Transport procedures
- Transport security
- Transport documentation
- Transport tracking
Section 1.11: Physical and Environmental Protection (PE)
PE-1: Physical and Environmental Protection Policy
- PE policy
- PE procedures
- PE requirements
- PE documentation
PE-2: Physical Access Authorizations
- Authorization procedures
- Authorization management
- Authorization review
- Authorization documentation
PE-3: Physical Access Control
- Access control systems
- Access control procedures
- Access control monitoring
- Access control documentation
PE-4: Access Control for Transmission Medium
- Medium protection
- Medium access control
- Medium monitoring
- Medium documentation
PE-5: Access Control for Output Devices
- Device protection
- Device access control
- Device monitoring
- Device documentation
Section 1.12: Planning (PL)
PL-1: Security Planning Policy
- Planning policy
- Planning procedures
- Planning requirements
- Planning documentation
PL-2: System Security Plan
- Plan development
- Plan content
- Plan maintenance
- Plan approval
PL-3: System Security Plan Update
- Update triggers
- Update process
- Update documentation
- Update approval
PL-4: Rules of Behavior
- Rules development
- Rules content
- Rules enforcement
- Rules documentation
Section 1.13: Program Management (PM)
PM-1: Information Security Program Plan
- Program plan
- Program objectives
- Program resources
- Program management
PM-2: Senior Information Security Officer
- Officer designation
- Officer responsibilities
- Officer authority
- Officer reporting
PM-3: Information Security Resources
- Resource planning
- Resource allocation
- Resource management
- Resource reporting
PM-4: Plan of Action and Milestones Process
- POA&M process
- POA&M management
- POA&M tracking
- POA&M reporting
Section 1.14: Personnel Security (PS)
PS-1: Personnel Security Policy
- PS policy
- PS procedures
- PS requirements
- PS documentation
PS-2: Position Risk Designation
- Risk designation process
- Risk designation criteria
- Risk designation review
- Risk designation documentation
PS-3: Personnel Screening
- Screening procedures
- Screening requirements
- Screening documentation
- Screening verification
PS-4: Personnel Termination
- Termination procedures
- Termination security
- Termination documentation
- Termination verification
Section 1.15: Risk Assessment (RA)
RA-1: Risk Assessment Policy
- RA policy
- RA procedures
- RA requirements
- RA documentation
RA-2: Security Categorization
- Categorization process
- Categorization criteria
- Categorization documentation
- Categorization review
RA-3: Risk Assessment
- Assessment process
- Assessment methods
- Assessment documentation
- Assessment review
RA-4: Risk Assessment Update
- Update triggers
- Update process
- Update documentation
- Update approval
Section 1.16: System and Services Acquisition (SA)
SA-1: System and Services Acquisition Policy
- SA policy
- SA procedures
- SA requirements
- SA documentation
SA-2: Allocation of Resources
- Resource allocation
- Resource planning
- Resource management
- Resource reporting
SA-3: System Development Life Cycle
- SDLC process
- SDLC phases
- SDLC documentation
- SDLC management
SA-4: Acquisition Process
- Acquisition procedures
- Acquisition requirements
- Acquisition documentation
- Acquisition management
Section 1.17: System and Communications Protection (SC)
SC-1: System and Communications Protection Policy
- SC policy
- SC procedures
- SC requirements
- SC documentation
SC-2: Application Partitioning
- Partitioning requirements
- Partitioning implementation
- Partitioning verification
- Partitioning documentation
SC-3: Security Function Isolation
- Isolation requirements
- Isolation implementation
- Isolation verification
- Isolation documentation
SC-4: Information in Shared Resources
- Resource sharing controls
- Resource sharing security
- Resource sharing monitoring
- Resource sharing documentation
SC-5: Denial of Service Protection
- DoS protection mechanisms
- DoS protection configuration
- DoS protection monitoring
- DoS protection documentation
SC-7: Boundary Protection
- Boundary definition
- Boundary controls
- Boundary monitoring
- Boundary documentation
SC-8: Transmission Confidentiality and Integrity
- Transmission security
- Transmission encryption
- Transmission integrity
- Transmission documentation
SC-12: Cryptographic Key Establishment and Management
- Key management procedures
- Key management security
- Key management documentation
- Key management compliance
SC-13: Cryptographic Protection
- Cryptographic requirements
- Cryptographic implementation
- Cryptographic verification
- Cryptographic documentation
Section 1.18: System and Information Integrity (SI)
SI-1: System and Information Integrity Policy
- SI policy
- SI procedures
- SI requirements
- SI documentation
SI-2: Flaw Remediation
- Flaw identification
- Flaw remediation
- Flaw verification
- Flaw documentation
SI-3: Malicious Code Protection
- Protection mechanisms
- Protection configuration
- Protection monitoring
- Protection documentation
SI-4: System Monitoring
- Monitoring requirements
- Monitoring tools
- Monitoring procedures
- Monitoring documentation
SI-5: Security Alerts, Advisories, and Directives
- Alert procedures
- Alert distribution
- Alert response
- Alert documentation
SI-6: Security Function Verification
- Verification requirements
- Verification procedures
- Verification documentation
- Verification reporting
SI-7: Software, Firmware, and Information Integrity
- Integrity requirements
- Integrity verification
- Integrity protection
- Integrity documentation
PART II: CONTROL IMPLEMENTATION
Section 2.1: Control Selection
Selection Criteria:
- System categorization
- Risk assessment
- Threat analysis
- Compliance requirements
Selection Process:
- Control identification
- Control evaluation
- Control selection
- Control documentation
Section 2.2: Control Implementation
Implementation Process:
- Implementation planning
- Implementation execution
- Implementation verification
- Implementation documentation
Implementation Standards:
- NIST SP 800-53 controls
- DBIS-specific controls
- Industry best practices
- Regulatory requirements
Section 2.3: Control Assessment
Assessment Process:
- Assessment planning
- Assessment execution
- Assessment documentation
- Assessment reporting
Assessment Methods:
- Testing
- Inspection
- Interview
- Observation
PART III: CONTINUOUS MONITORING
Section 3.1: Monitoring Framework
Monitoring Requirements:
- Continuous monitoring
- Automated monitoring
- Manual monitoring
- Periodic assessments
Monitoring Tools:
- Security information and event management (SIEM)
- Vulnerability scanners
- Configuration management tools
- Compliance monitoring tools
Section 3.2: Monitoring Procedures
Procedures Include:
- Monitoring configuration
- Monitoring execution
- Monitoring analysis
- Monitoring reporting
APPENDICES
Appendix A: Control Mapping
- Control to requirement mapping
- Control to implementation mapping
Appendix B: Assessment Procedures
- Detailed assessment procedures
- Assessment checklists
END OF NIST 800-53 SECURITY CONTROLS