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# SMOA Security Architecture
**Version:** 1.0
**Last Updated:** 2024-12-20
**Status:** Draft - In Progress
**Classification:** Internal Use
---
## Security Overview
### Security Objectives
- Protect sensitive data at rest and in transit
- Ensure strong authentication and authorization
- Maintain audit trail for compliance
- Enable secure offline operations
- Support secure inter-agency communications
### Security Principles
- **Defense in Depth:** Multiple layers of security controls
- **Least Privilege:** Minimum necessary access
- **Zero Trust:** Verify all access requests
- **Security by Design:** Security built into architecture
- **Continuous Monitoring:** Ongoing security monitoring
### Threat Model
See [Threat Model Document](SMOA-Threat-Model.md) for detailed threat analysis.
---
## Authentication Architecture
### Multi-Factor Authentication
SMOA requires three concurrent authentication factors:
1. **Knowledge Factor (PIN)**
- 6-12 digit numeric PIN
- Complexity requirements enforced
- Retry limits and lockout thresholds
- Hardware-backed storage
2. **Biometric Factor (Fingerprint)**
- Hardware-backed fingerprint verification
- Secure OS biometric subsystem
- Non-exportable biometric data
- Liveness detection
3. **Biometric Factor (Facial Recognition)**
- Hardware-backed facial recognition
- Secure OS biometric subsystem
- Non-exportable biometric data
- Anti-spoofing measures
### Authentication Flow
```
User → PIN Entry → Fingerprint Scan → Facial Recognition → Authentication Success
Hardware-Backed Verification
Session Creation
```
### Session Management
- **Session Creation:** After successful authentication
- **Session Timeout:** Configurable inactivity timeout
- **Session Renewal:** Automatic renewal during activity
- **Session Lock:** Lock on backgrounding, fold state change, security events
- **Re-authentication:** Required for sensitive operations
### Re-authentication Triggers
- Period of inactivity (configurable)
- Device fold state change (policy-defined)
- Security signal detection
- Sensitive operation access:
- Credential display
- Secure communications initiation
- VPN/browser access
- Order creation/modification
- Evidence custody transfer
---
## Authorization Architecture
### Role-Based Access Control (RBAC)
#### Role Hierarchy
- **Administrator:** Full system access
- **Operator:** Standard operational access
- **Viewer:** Read-only access
- **Auditor:** Audit and reporting access
- **Custom Roles:** Domain-specific roles (LE, Military, Judicial, Intelligence)
#### Permission Model
- **Module-Level Permissions:** Access to entire modules
- **Feature-Level Permissions:** Access to specific features
- **Data-Level Permissions:** Access to specific data
- **Operation-Level Permissions:** Permission to perform operations
#### Policy Enforcement
- **Policy Engine:** Centralized policy enforcement
- **Dynamic Policies:** Policies updated on connectivity
- **Offline Policies:** Cached policies for offline operation
- **Policy Validation:** Continuous policy validation
### Access Control Points
1. **Application Entry:** Authentication required
2. **Module Access:** Role-based module access
3. **Feature Access:** Feature-level permissions
4. **Data Access:** Data-level permissions
5. **Operation Access:** Operation-level permissions
---
## Cryptographic Architecture
### Encryption at Rest
#### Data Encryption
- **Algorithm:** AES-256-GCM
- **Key Storage:** Hardware-backed (Android Keystore)
- **Key Management:** Automatic key rotation
- **Scope:** All sensitive data
#### Database Encryption
- **Room Database:** Encrypted SQLite
- **Encryption Key:** Hardware-backed key
- **Key Binding:** Bound to device and user authentication state
#### File Encryption
- **Sensitive Files:** Encrypted file storage
- **Key Management:** Per-file encryption keys
- **Access Control:** File-level access control
### Encryption in Transit
#### Transport Layer Security
- **Protocol:** TLS 1.2 or higher
- **Cipher Suites:** Strong cipher suites only
- **Certificate Pinning:** Certificate pinning for critical endpoints
- **Mutual Authentication:** Mutual TLS where required
#### VPN Requirements
- **Mandatory VPN:** Required for browser module
- **VPN Configuration:** Managed VPN configuration
- **VPN Monitoring:** VPN connection monitoring
### Key Management
#### Key Storage
- **Hardware-Backed:** Android Keystore (TEE)
- **Key Isolation:** Keys isolated per application
- **Key Binding:** Keys bound to device and user
- **Non-Exportable:** Keys cannot be exported
#### Key Lifecycle
- **Key Generation:** Secure key generation
- **Key Rotation:** Automatic key rotation
- **Key Revocation:** Key revocation on security events
- **Key Archival:** Secure key archival
#### Key Types
- **Data Encryption Keys:** For data at rest
- **Transport Keys:** For data in transit
- **Signing Keys:** For digital signatures
- **Authentication Keys:** For authentication
---
## Certificate Management
### Certificate Lifecycle
#### Certificate Installation
- **Certificate Sources:** Trusted certificate authorities
- **Installation Process:** Secure installation procedures
- **Certificate Validation:** Certificate chain validation
- **Certificate Storage:** Secure certificate storage
#### Certificate Validation
- **Chain Validation:** Full certificate chain validation
- **Revocation Checking:** OCSP/CRL checking
- **Expiration Monitoring:** Certificate expiration monitoring
- **Trust Validation:** Trust list validation
#### Certificate Renewal
- **Renewal Process:** Automated renewal where possible
- **Renewal Notification:** Expiration notifications
- **Renewal Procedures:** Manual renewal procedures
### Qualified Certificates (eIDAS)
#### Qualified Certificate Support
- **QTSP Integration:** Qualified Trust Service Provider integration
- **EU Trust Lists:** Validation against EU Trust Lists
- **Certificate Validation:** Qualified certificate validation
- **Certificate Storage:** Secure qualified certificate storage
---
## Data Protection
### Data Classification
#### Classification Levels
- **Public:** Publicly accessible data
- **Internal:** Internal use only
- **Confidential:** Confidential data
- **Secret:** Secret data
- **Top Secret:** Top secret data
#### Classification Enforcement
- **Classification Labels:** Data classification labels
- **Access Control:** Classification-based access control
- **Handling Requirements:** Classification-based handling
- **Storage Requirements:** Classification-based storage
### Data Retention
#### Retention Policies
- **Policy Definition:** Configurable retention policies
- **Automatic Deletion:** Automatic deletion per policy
- **Retention Periods:** Different periods by data type
- **Retention Compliance:** Compliance with retention requirements
### Data Disposal
#### Secure Deletion
- **Secure Erase:** Cryptographic secure erase
- **Key Destruction:** Key destruction on deletion
- **Verification:** Deletion verification
- **Audit Trail:** Deletion audit trail
---
## Network Security
### Network Architecture
#### Network Segregation
- **Isolated Networks:** Network isolation where required
- **VPN Tunnels:** VPN tunnels for secure communication
- **Firewall Rules:** Firewall rule enforcement
- **Network Monitoring:** Network traffic monitoring
#### Secure Communication
- **TLS Encryption:** All external communication encrypted
- **Certificate Validation:** Certificate validation
- **Connection Security:** Secure connection establishment
- **Traffic Analysis:** Protection against traffic analysis
### Network Controls
#### Access Controls
- **Network Access:** Controlled network access
- **Endpoint Security:** Endpoint security requirements
- **Network Policies:** Network access policies
- **Monitoring:** Network access monitoring
---
## Security Controls
### Security Control Matrix
| Control Category | Control | Implementation | Status |
|-----------------|---------|----------------|--------|
| **Access Control** | Multi-factor authentication | core:auth | ✅ Implemented |
| **Access Control** | Role-based access control | core:auth, core:security | ✅ Implemented |
| **Access Control** | Session management | core:auth | ✅ Implemented |
| **Encryption** | Data at rest encryption | core:security | ✅ Implemented |
| **Encryption** | Data in transit encryption | core:security | ✅ Implemented |
| **Encryption** | Key management | core:security | ✅ Implemented |
| **Audit** | Audit logging | core:security | ✅ Implemented |
| **Audit** | Immutable audit records | core:security | ⚠️ Partial |
| **Network** | TLS enforcement | core:security | ✅ Implemented |
| **Network** | VPN requirements | modules:browser | ✅ Implemented |
| **Certificate** | Certificate management | core:certificates | ✅ Implemented |
| **Certificate** | OCSP/CRL checking | core:certificates | ⚠️ Partial |
### Control Effectiveness
- **Access Controls:** Effective - Multi-factor authentication enforced
- **Encryption:** Effective - Hardware-backed encryption
- **Audit:** Effective - Comprehensive audit logging
- **Network Security:** Effective - TLS and VPN enforcement
- **Certificate Management:** Effective - Certificate lifecycle management
---
## Security Monitoring
### Monitoring Capabilities
#### Event Monitoring
- **Authentication Events:** Monitor all authentication attempts
- **Authorization Events:** Monitor authorization decisions
- **Security Events:** Monitor security-relevant events
- **Anomaly Detection:** Detect anomalous behavior
#### Logging
- **Security Logs:** Comprehensive security logging
- **Audit Logs:** Complete audit trail
- **Error Logs:** Security error logging
- **Event Correlation:** Event correlation and analysis
### Threat Detection
#### Threat Indicators
- **Failed Authentication:** Multiple failed authentication attempts
- **Unauthorized Access:** Unauthorized access attempts
- **Anomalous Behavior:** Unusual user behavior
- **Security Violations:** Policy violations
#### Response Procedures
- **Automated Response:** Automated threat response
- **Alert Generation:** Security alert generation
- **Incident Escalation:** Incident escalation procedures
- **Remediation:** Threat remediation procedures
---
## Compliance
### Security Compliance
#### Standards Compliance
- **eIDAS:** Multi-factor authentication, qualified certificates
- **ISO 27001:** Information security management
- **DODI 8500.01:** DoD cybersecurity compliance
- **CJIS:** Criminal justice information security
#### Compliance Evidence
- **Security Controls:** Implemented security controls
- **Audit Trails:** Complete audit trails
- **Certifications:** Security certifications
- **Documentation:** Security documentation
---
## Security Best Practices
### Development Practices
- **Secure Coding:** Secure coding practices
- **Code Review:** Security code review
- **Vulnerability Scanning:** Regular vulnerability scanning
- **Penetration Testing:** Regular penetration testing
### Operational Practices
- **Security Updates:** Regular security updates
- **Configuration Management:** Secure configuration management
- **Incident Response:** Incident response procedures
- **Security Training:** Security awareness training
---
## References
- [Threat Model](SMOA-Threat-Model.md)
- [Security Configuration Guide](SMOA-Security-Configuration-Guide.md)
- [Incident Response Plan](SMOA-Incident-Response-Plan.md)
- [Architecture Documentation](../architecture/ARCHITECTURE.md)
---
**Document Owner:** Security Architect
**Last Updated:** 2024-12-20
**Status:** Draft - In Progress
**Classification:** Internal Use
**Next Review:** 2024-12-27